Application for quotation of securities - ATH
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Released
Announcement PDF
Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
ALTERITY THERAPEUTICS LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday September 08, 2026
The +securities to be quoted are:
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the
circumstances of the issue.
The issue falls under exception 10 of Listing Rule 7.2.
Total number of +securities to be quoted
ASX +security
code Security description
Number of +securities to
be quoted Issue date
ATH ORDINARY FULLY PAID 8,400,000 08/09/2026
Refer to next page for full details of the announcement
Other
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Part 1 - Entity and announcement details
1.1 Name of entity
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
37080699065
1.3 ASX issuer code
ATH
1.4 The announcement is
1.5 Date of this announcement
8/9/2026
New announcement
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the
circumstances of the issue.
2.2 The +class of +securities to be quoted is:
2.3c Have these +securities been offered under a +disclosure document or +PDS?
2.3d Please provide any further information needed to understand the circumstances in which you are applying to
have these +securities quoted on ASX, including why the issue of the +securities has not been previously
announced to the market in an Appendix 3B
The issue falls under exception 10 of Listing Rule 7.2.
2.4 Any on-sale of the +securities to be quoted within 12 months of their date of issue will comply with the
secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of:
The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f)
No
Additional +securities in a class that is already quoted on ASX ("existing class")
Other
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Additional +securities to be quoted in an existing class
ASX +security code and description
ATH : ORDINARY FULLY PAID
Issue date
8/9/2026
Will the +securities to be quoted rank equally in all respects from their issue date with the
existing issued +securities in that class?
Issue details
Number of +securities to be quoted
8,400,000
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
AUD - Australian Dollar
What is the issue price per +security?
AUD 0.50000000
Any other information the entity wishes to provide about the +securities to be quoted
MST Financial Services Pty Ltd will receive an underwriting fee of 7% of the gross proceeds raised.
The issue falls under exception 10 of Listing Rule 7.2.
The purpose(s) for which the entity is issuing the securities
To raise additional working capital
Yes
Yes
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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
ATH : ORDINARY FULLY PAID 229,100,845
ATHOA : OPTION EXPIRING 26-FEB-2027 24,446,043
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $1.875 200,000
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $1.19 230,000
ATHAE : OPTION EXPIRING 08-AUG-2030 EX $0.65 230,000
ATHAF : OPTION EXPIRING 08-AUG-2030 EX USD 0.43 6,248,004
ATHAD : OPTION EXPIRING 01-JUL-2030 EX $0.50 300,000
ATHAJ : OPTION EXPIRING 15-APR-2031 EX USD 0.302 4,245,000
ATHAK : OPTION EXPIRING 15-APR-2031 EX $0.45 540,000
ATHAL : OPTION EXPIRING 15-JUN-2031 EX $1.00 3,000,000
ATHAAK : OPTION EXPIRING 30-DEC-2027 EX $0.50 3,400,000
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.525 160,000
ATHAAM : OPTION EXPIRING 13-JAN-2031 EX USD 0.285 870,000
ATHAG : OPTION EXPIRING 26-MAR-2031 EX USD 0.285 1,230,000
ATHAB : OPTION EXPIRING 13-MAR-2029 EX USD 0.155 1,250,000
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ATHAA : OPTION EXPIRING 13-MAR-2029 EX $0.20 403,334
ATHAC : OPTION EXPIRING 21-MAR-2029 EX USD 0.15 800,004
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the
issue does not need any security holder approval under Listing Rule 7.1?
5.1a Select the number of the applicable exception in Listing Rule 7.2
10
Yes
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