Notification regarding unquoted securities - ATH
Released
Released
Announcement PDF
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
ALTERITY THERAPEUTICS LIMITED
Date of this announcement
Thursday January 15, 2026
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
code Security description
Total number of
+securities to be
issued/transferred Issue date
New class - code
to be confirmed
Unlisted options expiring 9 January 2031 ex
$0.008
18,000,000 15/01/2026
Refer to next page for full details of the announcement
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
37080699065
1.3 ASX issuer code
ATH
1.4 The announcement is
1.5 Date of this announcement
15/1/2026
New announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
does not have an existing ASX security code ("new class")
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3C - number and type of +securities the subject of this notification (new class)
ASX +security code
New class - code to be confirmed
+Security description
Unlisted options expiring 9 January 2031 ex $0.008
+Security type
Options
ISIN code
Date the +securities the subject of this notification were issued
15/1/2026
Will all the +securities issued in this class rank equally in all respects from their issue date?
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Options Details
+Security currency
AUD - Australian Dollar
Exercise price
AUD 0.00800000
Expiry date
9/1/2031
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
ATH : ORDINARY FULLY PAID
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://app.sharelinktechnologies.com/announcement-preview/asx/0e52c57244a1691e13a67c0caf2d50fb
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
18,000,000
No
No
Yes
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of
the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
ATH : ORDINARY FULLY PAID 10,875,416,329
ATHO : OPTION EXPIRING 31-AUG-2026 931,232,089
ATHOA : OPTION EXPIRING 26-FEB-2027 1,222,300,911
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 10,000,000
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 11,500,000
ATHAE : OPTION EXPIRING 08-AUG-2030 EX $0.013 11,500,000
ATHAF : OPTION EXPIRING 08-AUG-2030 EX USD 0.0086 312,400,200
ATHAD : OPTION EXPIRING 01-JUL-2030 EX $0.01 15,000,000
ATHAAK : OPTION EXPIRING 30-DEC-2027 EX $0.01 170,000,000
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 8,000,000
ATHAB : OPTION EXPIRING 13-MAR-2029 EX US$0.0031 62,500,000
ATHAA : OPTION EXPIRING 13-MAR-2029 EX $0.004 20,166,667
ATHAC : OPTION EXPIRING 21-MAR-2029 EX US$0.003 40,000,200
New class - code to be confirmed : Unlisted options expiring 9 January 2031 ex $0.008 18,000,000
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
Yes
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