Disclosure under Takeovers Panel GN 20
Released
Released
Announcement PDF
ASX ANNOUNCEMENT
05 February 2025
Disclosure under Takeovers Panel Guidance
Note 20: Equity Derivatives
Alterity Therapeutics Limited ACN 080 699 065 (ASX: ATH, NASDAQ: ATHE) (“the Company”) advises
that it has received the attached notice from Point72 Associates, LLC which was provided to the
Company pursuant to the Australian Takeovers Panel Guidance Note 20 – Equity Derivatives.
Authorised for release by:
Abby Macnish Niven
Company Secretary
Alterity Therapeutics Limited
For further information please contact:
Australia
U.S.
Ana Luiza Harrop
Remy Bernarda
we-aualteritytherapeutics@we-worldwide.com
remy.bernarda@iradvisory.com
+61 452 510 255
+1 (415) 203-6386
Alterity Therapeutics Limited ACN 080 699 065
Level 14, 350 Collins Street, Melbourne, Victoria 3000 Australia
www.alteritytherapeutics.com
4 February 2025
Ms Abby Macnish Niven
Company Secretary
Suite 4, Level 14, 350 Collins Street
Melbourne VIC 3000
Australia
Dear Ms Niven,
Equity Derivatives of Point72 Associates, LLC in Alterity Therapeutics Limited
We refer to Guidance Note 20: Equity Derivatives (GN20) issued by the Australian Takeovers Panel. Terms not
defined in this notice have the meaning given to them in GN20.
GN20 relevantly provides that the non-disclosure of long positions, including long equity derivative positions,
may give rise to unacceptable circumstances. Point72 Asset Management, L.P. (Point72), as investment manager
of Point72 Associates, LLC (the Fund), discloses the below information on behalf of the Fund, as at the date of
this letter, under GN20.
Point72 consents to Alterity Therapeutics Limited releasing the information contained in this formal disclosure
to the ASX. Please provide confirmation to us once this has been released to the ASX.
Identity of the taker:
Point72 Associates, LLC
Relevant security:
Ordinary shares and American Depository Receipts (ADRs) in
ALTERITY THERAPUETICS LIMITED
Price (including reference
price, strike price, option
price etc as appropriate):
Not applicable.
Entry date and number of
securities to which the
derivative relates:
Total number of securities to which derivatives relate as 3 February
2025
187,910,474 ORDs; and
135,120 ADRs (which, when converted, represents
81,072,000 ORDs)
Type of derivative (e.g.
contract for difference, cash
settled put or call option):
With respect to the:
Any material changes to
information previously
disclosed to the market:
Following the issue of shares under the private placement
announced by ATH on 3 February 2025, the number of securities to
which the derivatives relate now represent 4.90% of the securities in
ATH, falling from 5.05% when the information was previously
disclosed to the company on 4 February 2025.
Relevant interest in the
securities:
None
Long equity derivative
positions held by the taker
and its associates:
The Fund has no other associates with a long equity derivative
position or relevant interest in the company
Short equity derivative
positions that offset long
positions
None
Short positions of more
than 1% that have been
acquired after a long
position is disclosed,
whether by notice or
substantial holding notice.
None
-
187,910,474 ORDs: cash settled equity swap
135,120 ADRs: cash position in the ADRs
Yours sincerely,
Vincent Tortorella
General Counsel and Chief Compliance Officer
Point72 Asset Management, L.P.
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