Announcement PDF Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities Announcement Summary Entity name ALTERITY THERAPEUTICS LIMITED Date of this announcement Friday June 28, 2024 The +securities the subject of this notification are: +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date New class - code to be confirmed OPTION EXPIRING 13-MAR-2029 EX $0.004 26,500,000 27/06/2024 New class - code to be confirmed OPTION EXPIRING 13-MAR-2029 EX US$0.0031 62,500,000 27/06/2024 New class - code to be confirmed OPTION EXPIRING 21-MAR-2029 EX US$0.0030 120,000,000 27/06/2024 Refer to next page for full details of the announcement Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1/8 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities Part 1 - Entity and announcement details 1.1 Name of entity ALTERITY THERAPEUTICS LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type Registration number ACN 080699065 1.3 ASX issuer code ATH 1.4 The announcement is New announcement 1.5 Date of this announcement 28/6/2024 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 2/8 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities Part 2 - Issue details 2.1 The +securities the subject of this notification are: +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 3/8 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities Part 3C - number and type of +securities the subject of this notification (new class) ASX +security code +Security description New class - code to be confirmed OPTION EXPIRING 13-MAR-2029 EX $0.004 +Security type ISIN code Options Date the +securities the subject of this notification were issued 27/6/2024 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? No Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. Options Details +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.00400000 13/3/2029 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option ATH : ORDINARY FULLY PAID Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02581610-3A604443 Any other information the entity wishes to provide about the +securities the subject of this notification Issue details Number of +securities 26,500,000 ASX +security code +Security description Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 4/8 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities ASX +security code +Security description New class - code to be confirmed OPTION EXPIRING 13-MAR-2029 EX US$0.0031 +Security type ISIN code Options Date the +securities the subject of this notification were issued 27/6/2024 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? No Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. Options Details +Security currency Exercise price Expiry date USD - US Dollar USD 0.00310000 13/3/2029 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option ATH : ORDINARY FULLY PAID Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02581610-3A604443 Any other information the entity wishes to provide about the +securities the subject of this notification Issue details Number of +securities 62,500,000 ASX +security code +Security description New class - code to be confirmed OPTION EXPIRING 21-MAR-2029 EX US$0.0030 +Security type ISIN code Options Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 5/8 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities Date the +securities the subject of this notification were issued 27/6/2024 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities David Stamler David Stamler 120,000,000 Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. Options Details +Security currency Exercise price Expiry date USD - US Dollar USD 0.00300000 21/3/2029 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option ATH : ORDINARY FULLY PAID Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02581610-3A604443 Any other information the entity wishes to provide about the +securities the subject of this notification Issue details Number of +securities 120,000,000 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 6/8 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise: The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing. 4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX) ASX +security code and description Total number of +securities on issue ATH : ORDINARY FULLY PAID 5,245,115,318 ATHO : OPTION EXPIRING 31-AUG-2026 932,706,668 4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007 1,935,759,704 ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 14,250,000 ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07 12,000,000 ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 11,900,000 ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 35,000,000 ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 8,000,000 ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 91,392,720 New class - code to be confirmed : OPTION EXPIRING 13-MAR-2029 EX $0.004 26,500,000 New class - code to be confirmed : OPTION EXPIRING 13-MAR-2029 EX US$0.0031 62,500,000 New class - code to be confirmed : OPTION EXPIRING 21-MAR-2029 EX US$0.0030 120,000,000 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 7/8 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes 5.1a Select the number of the applicable exception in Listing Rule 7.2 13 Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 8/8